Title: Minimally-Invasive Lens-free Computational Microendoscopy
Abstract: Ultra-miniaturized imaging tools are vital for numerous biomedical applications. Such minimally invasive imagers allow for navigation into hard-toreach regions and, for example, observation of deep brain activity in freely moving animals with minimal ancillary tissue damage. Conventional solutions employ distal microlenses. However, as lenses become smaller and thus less invasive they develop greater optical aberrations, requiring bulkier compound designs with restricted field-of-view. In addition, tools capable of 3-dimensional volumetric imaging require components that physically scan the focal plane, which ultimately increases the distal complexity, footprint, and weight. Simply put, minimally-invasive imaging systems have limited information capacity due to their given cross-sectional area.
This thesis explores minimally-invasive lens-free microendoscopy enabled by a successful integration of signal processing, optical hardware, and image reconstruction algorithms. Several computational microendoscopy architectures that simultaneously achieve miniaturization and high information content are presented. Leveraging the computational imaging techniques enables color-resolved imaging with wide field-of-view, and 3-dimensional volumetric reconstruction of an unknown scene using a single camera frame without any actuated parts, further advancing the performance versus invasiveness of microendoscopy.
Title: Semi-supervised training for automatic speech recognition.
Abstract: State-of-the-art automatic speech recognition (ASR) systems use sequence-level objectives like Connectionist Temporal Classification (CTC) and Lattice-free Maximum Mutual Information (LF-MMI) for training neural network-based acoustic models. These methods are known to be most effective with large size datasets with hundreds or thousands of hours of data. It is difficult to obtain large amounts of supervised data other than in a few major languages like English and Mandarin. It is also difficult to obtain supervised data in a myriad of channel and envirormental conditions. On the other hand, large amounts of
unsupervised audio can be obtained fairly easily. There are enormous amounts of unsupervised data available in broadcast TV, call centers and YouTube for many different languages and in many environment conditions. The goal of this research is to discover how to best leverage the available unsupervised data for training acoustic models for ASR.
In the first part of this thesis, we extend the Maximum Mutual Information (MMI) training to the semi-supervised training scenario. We show that maximizing Negative Conditional Entropy (NCE) over lattices from unsupervised data, along with state-level Minimum Bayes Risk (sMBR) on supervised data, in a multi-task architecture gives word error rate (WER) improvements without needing any confidence-based filtering.
In the second part of this thesis, we investigate using lattice-based supervision as numerator graph to incorporate uncertainities in unsupervised data in the LF-MMI training framework. We explore various aspects of creating the numerator graph including splitting lattices for minibatch training, applying tolerance to frame-level alignments, pruning beam sizes, word LM scale and inclusion of pronunciation variants. We show that the WER recovery rate (WRR) of our proposed approach is 5-10\% absolute better than that of the baseline of using 1-best transcript as supervision, and is stable in the 40-60\% range even on large-scale setups and multiple different languages.
Finally, we explore transfer learning for the scenario where we have unsupervised data in a mismatched domain. First, we look at the teacher-student learning approach for cases where parallel data is available in source and target domains. Here, we train a “student” neural network on the target domain to mimic a “teacher” neural network on the source domain data, but using sequence-level posteriors instead of the traditional approach of using frame-level posteriors.
We show that the proposed approach is very effective to deal with acoustic domain mismatch in multiple scenarios of unsupervised domain adaptation — clean to noisy speech, 8kHz to 16kHz speech, close-talk microphone to distant microphone.
Second, we investigate approaches to mitigate language domain mismatch, and show that a matched language model significantly improves WRR. We finally show that our proposed semi-supervised transfer learning approach works effectively even on large-scale unsupervised datasets with 2000 hours of
audio in natural and realistic conditions.
Title: Strategies for Handling Out-of-Vocabulary Words in Automatic Speech Recognition
Abstract: Nowadays, most ASR (automatic speech recognition) systems deployed in industry are closed-vocabulary systems, meaning we have a limited vocabulary of words the system can recognize, and where pronunciations are provided to the system. Words out of this vocabulary are called out-of-vocabulary (OOV) words, for which either pronunciations or both spellings and pronunciations are not known to the system. The basic motivations of developing strategies to handle OOV words are: First, in the training phase, missing or wrong pronunciations of words in training data results in poor acoustic models. Second, in the test phase, words out of the vocabulary cannot be recognized at all, and mis-recognition of OOV words may affect recognition performance of its in-vocabulary neighbors as well. Therefore, this dissertation is dedicated to exploring strategies of handling OOV words in closed-vocabulary ASR.
First, we investigate dealing with OOV words in ASR training data, by introducing an acoustic-data driven pronunciation learning framework using a likelihood-reduction based criterion for selecting pronunciation candidates from multiple sources, i.e. standard grapheme-to-phoneme algorithms (G2P) and phonetic decoding, in a greedy fashion. This framework effectively expands a small hand-crafted pronunciation lexicon to cover OOV words, for which the learned pronunciations have higher quality than approaches using G2P alone or using other baseline pruning criteria. Furthermore, applying the proposed framework to generate alternative pronunciations for in-vocabulary (IV) words improves both recognition performance on relevant words and overall acoustic model performance.
Second, we investigate dealing with OOV words in ASR test data, i.e. OOV detection and recovery. We first conduct a comparative study of a hybrid lexical model (HLM) approach for OOV detection, and several baseline approaches, with the conclusion that the HLM approach outperforms others in both OOV detection and first pass OOV recovery performance. Next, we introduce a grammar-decoding framework for efficient second pass OOV recovery, showing that with properly designed schemes of estimating OOV unigram probabilities, the framework significantly improves OOV recovery and overall decoding performance compared to first pass decoding.
Finally we propose an open-vocabulary word-level recurrent neural network language model (RNNLM) re scoring framework, making it possible to re-score lattices containing recovered OOVs using a word-level RNNLM, that was ignorant of OOVs when it was trained. Above all, the whole OOV recovery pipeline shows the potential of a highly efficient open-vocabulary word-level ASR decoding framework, tightly integrated into a standard WFST decoding pipeline.
Title: Automated Spore Analysis Using Bright-Field Imaging and Raman Microscopy
Abstract: In 2015, it was determined that the United States Department of Defense had been shipping samples of B. anthracis spores which had undergone gamma irradiation but were not fully inactivated. In the aftermath of this event alternative and orthogonal methods were investigated to analyze spores determine their viability. In this thesis we demonstrate a novel analysis technique that combines bright-field microscopy images with Raman chemical microscopy.
We first developed an image segmentation routine based on the watershed method to locate individual spores within bright-field images. This routine was able to effectively demarcate 97.4% of the Bacillus spores within the bright-field images with minimal over-segmentation. Size and shape measurements, to include major and minor axis and area, were then extracted for 4048 viable spores which showed very good agreement with previously published values. When similar measurements were taken on 3627 gamma-irradiated spores, a statistically significant difference was noted for the minor axis length, ratio of major to minor axis, and total area when compared to the non-irradiated spores. Classification results show the ability to correctly classify 67% of viable spores with an 18% misclassification rate using the bright-field image by thresholding the minimum classification length.
Raman chemical imaging microscopy (RCIM) was then used to measure populations of viable, gamma irradiated, and autoclaved spores of B. anthracis Sterne, B. atrophaeus. B. megaterium, and B. thuringensis kurstaki. Significant spectral differences were observed between viable and inactivated spores due to the disappearance of features associated with calcium dipicolinate after irradiation. Principal component analysis was used which showed the ability to distinguish viable spores of B. anthracis Sterne and B. atrophaeus from each other and the other two Bacillus species.
Finally, Raman microscopy was used to classify mixtures of viable and gamma inactivated spores. A technique was developed that fuses the size and shape characteristics obtained from the bright-field image to preferentially target viable spores. Simulating a scenario of a practical demonstration of the technique was performed on a field of view containing approximately 7,000 total spores of which are only 12 were viable to simulate a sample that was not fully irradiated. Ten of these spores are properly classified while interrogating just 25% of the total spores.
Title: Robust Adaptive Strategies for Myographic Prosthesis Movement Decoding
Abstract: Improving the condition-tolerance, stability, response time, and dexterity of neural prosthesis control strategies are major clinical goals to aid amputees in achieving natural restorative upper-limb function. Currently, the dominant noninvasive neural source for prosthesis motor control is the skin-surface recorded electromyographic (EMG) signal. Decoding movement intentions from EMG is a challenging problem because this signal type is subject to a high degree of interference from noise and conditional influences. As a consequence, much of the movement intention information contained within the EMG signal has remained significantly under-utilized for the purposes of controlling robotic prostheses. We sought to overcome this information deficit through the use of adaptive strategies for machine learning, sparse representations, and signal processing to significantly improve myographic prosthesis control. This body of research represents the current state-of-the-art in condition-tolerant EMG movement classification (Chapter 3), stable and responsive EMG sequence decoding during movement transitions (Chapter 4), and positional regression to reliably control 7 wrist and finger degrees-of-freedom (Chapter 5). To our knowledge, the methods we describe in Chapter 5 elicit the most dexterous, biomimetic, and natural prosthesis control performance ever obtained from the surface EMG signal.
Title: Loss Landscapes of Neural Networks and their Generalization: Theory and Applications
Abstract: In the last decade or so, deep learning has revolutionized entire domains of machine learning. Neural networks have helped achieve significant improvements in computer vision, machine translation, speech recognition, etc. These powerful empirical demonstrations leave a wide gap between our current theoretical understanding of neural networks and their practical performance. The theoretical questions in deep learning can be put under three broad but inter-related themes: 1) Architecture/Representation, 2) Optimization, and 3) Generalization. In this dissertation, we study the landscapes of different deep learning problems to answer questions in the above themes.
First, in order to understand what representations can be learned by neural networks, we study simple Autoencoder networks with one hidden layer of rectified linear units. We connect autoencoders to the well-known problem in signal processing of Sparse Coding. We show that the squared reconstruction error loss function has a critical point at the ground truth dictionary under an appropriate generative model.
Next, we turn our attention to a problem at the intersection of optimization and generalization. Training deep networks through empirical risk minimization is a non-convex problem with many local minima in the loss landscape. A number of empirical studies have observed that “flat minima” for neural networks tend to generalize better than sharper minima. However, quantifying the flatness or sharpness of minima has been an issue due to possible rescaling in neural networks with positively homogenous activations. We use ideas from Riemannian geometry to define a new measure of flatness that is invariant to rescaling. We test the hypothesis that flatter minima generalize better through a number of different experiments on deep networks.
Finally, we apply deep networks to computer vision problems with compressed measurements of natural images and videos. We conduct experiments to characterize the situations in which these networks fail, and those in which they succeed. We train deep networks to perform object detection and classification directly on these compressive measurements of images, without trying to reconstruct the scene first. These experiments are conducted on public datasets as well as datasets specific to a sponsor of our research.
Title: Neural Circuit Mechanisms of Stimulus Selection Underlying Spatial Attention
Thesis Committee: Shreesh P. Mysore, Hynek Hermansky, Mounya Elhilali, Ralph Etienne-Cummings
Abstract: Humans and animals routinely encounter competing pieces of information in their environments, and must continually select the most salient in order to survive and behave adaptively. Here, using computational modeling, extracellular neural recordings, and focal, reversible silencing of neurons in the midbrain of barn owls, we uncovered how two essential computations underlying competitive selection are implemented in the brain: a) the ability to select the most salient stimulus among all pairs of stimulus locations, and b) the ability to signal the most salient stimulus categorically.
We first discovered that a key inhibitory nucleus in the midbrain attention network, called isthmi pars magnocellularis (Imc), encodes visual space with receptive fields that have multiple excitatory hotspots (‘‘lobes’’). Such (previously unknown) multilobed encoding of visual space is necessitated for selection at all location-pairs in the face of scarcity of Imc neurons. Although distributed seemingly randomly, the RF lobe-locations are optimized across the high-firing Imc neurons, allowing them to combinatorially solve selection across space. This combinatorially optimized inhibition strategy minimizes metabolic and wiring costs.
Next, we discovered that a ‘donut-like’ inhibitory mechanism in which each competing option suppresses all options except itself is highly effective at generating categorical responses. It surpasses motifs of feedback inhibition, recurrent excitation, and divisive normalization used commonly in decision-making models. We demonstrated experimentally not only that this mechanism operates in the midbrain spatial selection network in barn owls, but also that it is required for categorical signaling by it. Moreover, the pattern of inhibition in the midbrain forms an exquisitely structured ‘multi-holed’ donut consistent with this network’s combinatorial inhibitory function (computation 1).
Our work demonstrates that the vertebrate midbrain uses seemingly carefully optimized structural and functional strategies to solve challenging computational problems underlying stimulus selection and spatial attention at all location pairs. The neural motifs discovered here represent circuit-based solutions that are generalizable to other brain areas, other forms of behavior (such as decision-making, action selection) as well as for the design of artificial systems (such as robotics, self-driving cars) that rely on the selection of one among many options.
University policy at this present time: Students and faculty CAN attend dissertation defenses as long as there are fewer than 25 people.
Title: Deep Learning Based Novelty Detection
Abstract: In recent years, intelligent systems powered by artificial intelligence and computer vision that perform visual recognition have gained much attention. These systems observe instances and labels of known object classes during training and learn association patterns that can be used during inference. A practical visual recognition system should first determine whether an observed instance is from a known class. If it is from a known class, then the identity of the instance is queried through classification. The former process is commonly known as novelty detection (or novel class detection) in the literature. Given a set of image instances from known classes, the goal of novelty detection is to determine whether an observed image during inference belongs to one of the known classes.
In this thesis, deep learning-based approaches to solve novelty detection is studied under four different settings. In the first two settings, the availability of out-of-distributional data (OOD) is assumed. With this assumption, novelty detection can be studied for cases where there are multiple known classes and a single known class separately. These two problem settings are referred to as Multi-class novelty detection with OOD data and one-class novelty detection with OOD data in the literature, respectively. It is also possible to study this problem in a more constrained setting where only the data from known classes are considered for training. When there exist multiple classes in this setting novelty detection problem is known as Multiple-class novelty detection or Open-set recognition. On the other hand, when only a single class exists it is known as one-class novelty detection.
Finally, we study a practical application of novelty detection in mobile Active Authentication (AA). For a practical AA-based novelty detector, latency and efficiency are as important as the detection accuracy. Solutions are presented for the problem of quickly detecting intrusions with lower false detection rates in mobile AA systems with higher resource efficiency. Bayesian and Minimax versions of the Quickest Change Detection (QCD) algorithms are introduced to quickly detect intrusions in mobile AA systems. These algorithms are extended with an update rule to facilitate low-frequency sensing which leads to low utilization of resources.
Committee Members: Vishal Patel, Trac Tran, Najim Dehak
Taking place remotely. Email Belinda Blinkoff for more information.
Title: Engineering Earth-Abundant Colloidal Plasmonic and Semiconductor Nanomaterials for Solar Energy Harvesting and Detection Applications
Abstract: Colloidal nanomaterials have shown intriguing optical and electronic properties, making them important building blocks for a variety of applications, including photocatalysis, photovoltaics, and photodetectors. Their morphology and composition are effective tuning knobs for achieving desirable spectral characteristics for specific applications. In addition, they can be synthesized using solution-processed methods which possess the advantages of low cost, facile fabrication, and compatibility with building flexible devices. There is an ongoing quest for better colloidal materials with superior properties and high natural abundance for commercial viability. This thesis focuses on three such materials classes and applications: 1) studying the photophysical properties of earth-abundant plasmonic alumionum nanoparticles, 2) tailoring the optical profiles of semiconductor quantum dot solar cells with near-infrared sensitivity, and 3) using one-dimensional nanostructures for photodetector applications. A variety of analytical techniques and simulations are employed for characterization of both the morphology and optical properties of the nanostructures and for evaluating the performance of nanomaterial-based optoelectronic devices.
The first experimental section of this thesis consists of a systematic study of electron relaxation dynamics in solution-processed large aluminum nanocrystals. Transient absorption measurement are used to obtain the important characteristic relaxation timescales for each thermalization process. We show that several of the relevant timescales in aluminum differ from those in analogous noble metal nanoparticles and proposed that surface modification could be a useful tool for tuning heat transfer rates between the nanostructures and solvent. Further systematic studies on the relaxation dynamics in aluminum nanoparticles with tunable sizes show size-dependent phonon vibrational and damping characteristics that are influenced by size polydispersity, surface oxidation, and the presence of organic capping layers on the particles. These studies are significant first steps in demonstrating the feasibility of using aluminum nanomaterials for efficient photocatalysis.
The next section summarizes studies on the design and fabrication of multicolored PbS-based quantum dot solar cells. Specifically, thin film interference effects and multi-objective optimization methods are used to generate cell designs with controlled reflection and transmission spectra resulting in programmable device colors or visible transparency. Detailed investigations into the trade-off between the attainable color or transparency and photocurrent are discussed. The results of this study could be used to enable solar cell window-coatings and other controlled-color optoelectronic devices.
The last experimental section of thesis describes work on using 1D antimony selenide nanowires for flexible photodetector applications. A one-pot solution-based synthetic method is developed for producing a molecular ink which allows fabrication of devices on flexible substrates. Thorough characterization of the nanowire composition and morphology are performed. Flexible, broadband antimony selenide nanowire photodetectors are fabricated and show fast response and good mechanical stability. With further tuning of the nanowire size, spectral selectivity should be achievable. The excellent performance of the nanowire photodetectors is promising for the broad implementation of semiconductor inks in flexible photodetectors and photoelectronic switches.
Committee Members: Susanna Thon, Amy Foster, Jin Kang
This presentation will be taking place remotely. Follow this link to enter the Zoom meeting where it will be hosted. Do not enter the meeting before 8:45 AM EST.
Title: Enhancement of Optical Properties in Artificial Metal-Dielectric Structures
Abstract: The electromagnetic properties of materials, crucial to the operation of all electronic and optical devices, are determined by their permittivity and permeability. Thus, behavior of electromagnetic fields and currents can be controlled by manipulating permittivity and permeability. However, in the natural materials these properties cannot be changed easily. To achieve a wide range of (dielectric) permittivity and (magnetic) permeability, artificial materials with unusual properties have been introduced. This body of research represents a number of novel artificial structures with unusually attractive optical properties. We studied and achieved a series of new artificial structures with novel optical properties. The first one is the so-called hyperbolic metamaterials (HMMs), which are capable of supporting the waves with a very large k-vector and thus carry promises of large enhancement of spontaneous emission and high resolution imaging. We put these assumptions to rigorous test and show that the enhancement and resolution are severely limited by a number of factors. (Chapter 2 and 3). Then we analyzed and compared different mechanisms of achieving strong field enhancement in Mid-Infrared region of spectrum based on different metamaterials and structures. (Chapter 4). Through design and lab fabrication, we realized a planar metamaterials (metasurfaces) with the ability to modulate light reflection and absorption at the designated wavelength. (Chapter 5). Based on an origami-inspired self-folding approach, we reversibly transformed 2D MoS2 into functional 3D optoelectronic devices, which show enhanced light interaction and are capable of angle-resolved photodetection. (Chapter 6). Finally, to replace the conventional magnetic based optical isolators, we achieved two novel non-magnetic isolating schemes based on nonlinear frequency conversion in waveguides and four-wave mixing in semiconductor optical amplifiers. (Chapter 7).
Jacob Khurgin, Department of Electrical and Computer Engineering
Amy Foster, Department of Electrical and Computer Engineering
David Gracias, Department of Chemical and Biomolecular Engineering
Susanna Thon, Department of Electrical and Computer Engineering